It is believed that since he was Aequitas Management: The firm and its top executives, Robert Jesenik, Brian Oliver and N. Scott Gillis allegedly solicited millions of dollars to stave off the collapse of the company. In April, Aequitas co-founder Brian Oliver pleaded guilty to money laundering and fraud. We have been impressed with the service and value Skagit Gardens brings to its customers and are proud to partner with the Skagit management team to continue growing and delivering superior annuals and perennials in the Pacific Northwest, said Brian Oliver, Executive Vice President, Aequitas Capital Management, Inc. About Skagit Gardens, Inc. Rice, a longtime Portland banker who eventually became regional president for Key Bank, gave up the big downtown office to join Aequitas in 2014. Then Corinthian went bankrupt. One of Aequitas biggest moneymakers disappeared almost overnight. The Oregonian first reported the criminal charges and guilty plea. In reporting on the Aequitas claim, a local publication, The Oregonian, wrote: Aequitas never gained the local reputation for integrity and savvy that its executives longed for. ANDREW MACRITCHIE. Accordingto court documents, Janke, 48, of Portland, Oregon, along with Brian A. Oliver, 54, of owner and chief financial officer of Aequitas Management, LLC and several other Aequitas-owned entities, has pleaded guilty to conspiring to commit mail and wirefraud and money laundering. BRIAN A. OLIVER, executive vice president, inactive branch AEQUITAS CAPITAL MANAGEMENT, INC. (Massachusetts (US), 30 Aug 2011 - 28 Jun 2019 ) BRIAN A. OLIVER PLLC , agent, BAKED ZITI LLC (Florida (US), 13 Sep 2010 - ) Baton Rouge Office. 2 executive, on Friday pleaded guilty to conspiracy to commit mail and wire fraud and conspiracy to commit money laundering. Oliver: Bob was masterful in managing the AB (advisory board.) The firm, Aequitas Commercial Finance, collapsed spectacularly in 2016, leaving customers owed millions. BRIAN OLIVER. An Oregon-based investment group and three top executives have been charged with defrauding more than 1,500 investors out of $350 million as part of a Ponzi-like scheme to save the group from insolvency. Former Aequitas CEO Bob Jesenik on Wednesday testified during a hearing in his divorce from his wife of 34 years that he's been financially hobbled by Next Post The SEC files Complaint against Aequitas Management, Robert Jesenik, Brian Oliver, and Scott Gillis New Orleans Office. The U.S. Securities and Exchange Commission (SEC) sued the Oregon-based Aequitas Capital Management LLC, March 10, 2016, and three of the top executives for allegedly running a $350 million Ponzi scheme. Gillis, who was previously indicted for conspiring to submit false statements to a federally insured creditor, was the companys chief operating officer and chief financial officer. In these roles, he was responsible for directing Aequitass overall financial policies and accounting functions. Since 2014, Aequitas founder Mr. Robert Jesenik (CRD# 5331944) and his associates, Mr. Brian A. Oliver and Mr. N. Scott Gillis defrauded investors by making them believe that they were investing in a portfolio of trade receivables, healthcare, education, transportation, or consumer credit sectors. 2. The SECs complaint, filed in federal district court in Oregon, alleges that CEO Robert Jesenik and executive vice president Brian Oliver were well aware of Aequitass calamitous financial condition yet continued to solicit millions of dollars from investors to pay the firms ever-increasing expenses and attempt to stave off the impending collapse. Aequitas Management, LLC has 99 total employees across all of its locations and generates $19.65 million in sales (USD). Aequitas Capital Management, Inc. Overview. Greenspan uncovered a remarkable email exchange between Aequitas co-founder Brian Oliver and Andrew MacRitchie, the firms one-time chief compliance officer, which seems to indicate they were fed up with the charade. As a strategic and financial partner, Aequitas should allow Skagit to expand their capacity and provide better customer service. above-captioned action, alleging violations of federal securities law by Robert Jesenik, Brian Oliver, and N. Scott Gillis, as well as entities that they controlled various other Aequitas subsidiaries and/or majority-owned affiliates (or their predecessors in interest). Former Aequitas CEO Bob Jesenik on Wednesday testified during a hearing in his divorce from his wife of 34 years that he's been financially hobbled by the investment firm's demise, a claim his former spouse disputes, saying he continues to live a luxurious life. Over the last few years Cathedral has really provided sage advice as weve been growing our green building companies. Oliver was a partial owner and Executive Vice President of Aequitas Management, LLC (Aequitas Management), an Oregon limited liability company formed in 2007 with a principal place of business in Lake Oswego, Oregon. In the meantime, top executives continued to enjoy perks including private jet use, dinners, and other outings, in addition to their lucrative salaries. Olaf Janke was both the owner and chief financial officer for Aequitas Management LLC, the US Attorneys Office said. Oliver was the primary fundraiser for ACF and the Aequitas Funds and a member of the management committees responsible for selecting or approving the investments made with investor money. He is scheduled to be sentenced on Aug. 5. Investor Fraud Claims Our investor lawyers are working with clients who were sold Aequitas securities by an investment advisor or broker and/or their firms. For 23 years, Brian Oliver was the classic second-in-command at Aequitas Management LLC, the earnest, low-key straight arrow to Defendant Brian A. Oliver (Defendant) acknowledges having been served with the complaint in this action, enters a general appearance, and admits the Courts jurisdiction over Defendant and over the subject matter of this action. CRAIG FROUDE. Defendant has pleaded guilty to criminal conduct relating to certain matters Filed March 10, 2016). Aequitas CEO Bob Jesenik and Vice President Brian Oliver were alums of UO and OSU respectively. Executive Vice President. Brian Oliver, Aequitas Capital Tracy Palandjian, Social Finance Alexander Pan, Aspen Network of Development Entrepreneurs Min Pease, Echoing Green Peter Roberts, Social Enterprise @ Goizueta, Emory University Goizueta Business School Jane Robinson, FirstBook Sam Schaeffer, Center for Employment Opportunities Jeff Schoenberg, Pritzker Foundation Cc nh u t ca Aequitas ginh c mt chin thng ln khi mt s cng ty k ton, chng khon v lut ng gii quyt v kin b bi ti chnh vi mc gi 233,6 triu USD. Aequitas Management, LLC, Civil Action No. In March 2016, the Securities and Exchange Commission (SEC) filed a complaint against Aequitas Management, LLC alleging that the first and its subsidiaries operated a Ponzi-like scheme that defrauded 1,500 customers of approximately $350 million. Contact Info. ANDREW MACRITCHIE. Once a high-flying Aequitas Capital Management, Inc. filed as a Foreign Business Corporation in the State of New York on Monday, March 25, 2013 and is approximately eight years old, according to public records filed with New York Department of State.A corporate filing is called a foreign filing when an existing corporate entity files in a state (Sales figure is modelled). Aequitas Capital Mgmt Inc. FORMER. It also removed the chief executive, Bob Jesenik, and his partner, Brian Oliver, from positions at the company. For 23 years, Brian Oliver was the classic second-in-command at Aequitas Management LLC, the earnest, low-key straight arrow to the companys colorful alpha-dog CEO Bob Jesenik. Oliver pleaded guilty to fraud and money laundering charges on April 20. owner and chief financial officer of Aequitas Management, LLC and several other Aequitas-owned entities, has pleaded guilty to conspiring to commit mail and wirefraud and money laundering. Full Article. Greenspan uncovered a remarkable email exchange between Aequitas co-founder Brian Oliver and Andrew MacRitchie, the firms one-time chief compliance officer, which seems to indicate they were fed up with the charade. Even at that tense Jan. 13 gathering at Aequitas' Kruse Way headquarters, Bean said, Brian Rice and Brian Oliver, Aequitas partners and senior executives, reassured him 3:16-cv-00438 (D. Or. Oliver is the 25% owner of Aequitas Management and an Executive Vice President of the Entity Defendants. Sep 1997 - Sep 20069 years 1 month. J. JESENIK; BRIAN A. OLIVER; and N. SCOTT GILLIS, Defendants. The Securities and Exchange Commission says that Aequitas Management LLC and four affiliates allegedly bilked over 1,500 investors. The agency on Wednesday barred Aequitas partial owner and chief executive Robert Jesenik, 60, partial owner and executive vice president Brian Oliver, 55, and former chief financial officer N. Scott Gillis, 66, from the securities industry for their roles in a scheme that bilked hundreds of millions from investors. View More. And since we do this every day, we can bring an objective viewpoint and apply enterprise-wide solutions," explained Brian Oliver, Aequitas senior managing director. The SECs civil case is still pending against Aequitas and its principals co-founder and CEO Robert Jesenik, co-founder and executive vice president Brian Oliver, and former CFO N. Scott Gillis all of whom the SEC is seeking to BRIAN A. OLIVER, executive vice president, inactive branch AEQUITAS CAPITAL MANAGEMENT, INC. (Massachusetts (US), 30 Aug 2011 - 28 Jun 2019 ) BRIAN A. OLIVER PLLC , agent, BAKED ZITI LLC (Florida (US), 13 Sep 2010 - ) Portland, Oregon Area. JMW CAPITAL. (503) 539-7399. boliver@cathedralconsulting.com. This is not a solicitation from a lawyer. The Oregonian first reported the criminal charges and guilty plea. MFP-686757-0714 issued to Aequitas Holdings, LLC, for the Policy Period of July 1, 2014 to November 1, 2015, as amended by Endorsement 8. CEO Robert Jesenik will pay $1.57 million to settle fraud charges, as part of a consent decree. management team to continue growing and delivering superior annuals and perennials in the Pacific Northwest, says Brian Oliver, executive vice president of Aequitas. Executive Vice President. If you need help with finances, they've got that covered. Aequitas formed an advisory team that worked with Superior Air to review the company's infrastructure and pinpoint the root cause of the downturn in business. Brian Oliver is an Executive Vice President & President, Aequitas Financial Services Network at Aequitas Capital Management based in Lake Oswego, O regon. The move to settle comes less than a month after Aequitas's co-founder Brian Oliver pled guilty to fraud and money laundering charges. Oliver is the first former Aequitas Capital executive to be criminally charged. Formed in 1993, with offices in Portland, Denver, Sacramento, and Aequitas Capital is a diversified financial services company that focuses on transforming traditional financing through innovative alternative investments. degree. Portland, Ore.-based law firm Tonken Torp was, for instance, embroiled in the affair as a result of a class-action lawsuit filed by investors, which took in accountancy firms and lawyers who assisted Aequitas' raising an estimated $600 million during its existence. BRIAN A. OLIVER, executive vice president, inactive branch AEQUITAS CAPITAL MANAGEMENT, INC. (Massachusetts (US), 30 Aug 2011 - 28 Jun 2019 ) BRIAN A. OLIVER PLLC , agent, BAKED ZITI LLC (Florida (US), 13 Sep 2010 - ) FAQ; Attorneys; Cases; Legal Disclaimer; The U.S. Securities and Exchange Commission (SEC) sued the Oregon-based Aequitas Capital Management LLC, March 10, 2016, and three of the top executives for allegedly running a $350 million Ponzi scheme. Each had given to the two Oregon public universities over some years and had been in volunteer leadership roles. (Sales figure is modelled). 2 executive, on Friday pleaded guilty to conspiracy to commit mail and wire fraud and conspiracy to commit money laundering. Deloitte was named in the lawsuit because the firm was Aequitas auditor for the years 2013 and 2014. Exec VP & Pres:Financial Svcs. Aequitas Capital Management, Inc. has acquired Skagit Gardens, Inc., a Mount Vernon, Wash., wholesale grower that delivers annuals and perennials to independent retailers, landscapers and growers in the United States and Canada. 2 executive, on Friday pleaded guilty to conspiracy to commit mail and wire fraud and conspiracy to commit money laundering. Defendants Robert Jesenik, Brian Oliver and Scott Gillis owned and controlled a group of companies under defendant Aequitas Management. Brian A. Oliver, age 51, resides in Aurora, Oregon. BRIAN OLIVER. Oliver is the first former Aequitas Capital executive to be criminally charged. Brian Oliver, Aequitas Capital's longtime No. 2 executive, on Friday pleaded guilty to conspiracy to commit mail and wire fraud and conspiracy to commit money laundering. He is scheduled to be sentenced on Aug. 5. Oliver is the first former Aequitas Capital executive to be criminally charged. Aequitas Management, LLC has 99 total employees across all of its locations and generates $19.65 million in sales (USD). Brian Oliver and Olaf Janke, Aequitas chief financial officer before Gillis, pleaded guilty to similar charges. The investors claimed in their lawsuit that Aequitas and its affiliated companies operated a Ponzi scheme from 2010 until 2016. Brian Oliver, Craig Froude, Scott Gillis, Andrew MacRitchie, Olaf Janke, Brian Rice, William Left to right they are Bob Jesenik, Scott Gillis, Craig Froude (not charged with any crime,) Brian Rice, Andrew MacRitchie and Brian Oliver. Bob Jesenik, the co-founder and face of the defunct Lake Oswego investment firm Aequitas Management, was indicted Tuesday on charges he defrauded hundreds of its former clients. The Class excludes: (a) Defendants; (b) the past and present officers and directors of the Aequitas-affiliated companies, including without limitation, Robert Aequitas Capital Mgmt Inc. 01/1997UNKNOWN. Brian Oliver pled guilty in April. Theyve got a team that really loves entrepreneurship and is equipped with different skill sets. Once a high-flying Co-founders Bob Jesenik and Brian Oliver had participated in too many sketchy deals for sophisticated Oregon investors to feel comfortable with them. CRAIG FROUDE. 1. He is scheduled to be sentenced on Aug. 5. PORTLAND, Ore.U.S. Previously, Brian was an Executive VP, Business Development at Alternative Asset Management. With more than $500 million under management, Aequitas is a creditor in subprime motorcycle loans, student loans, small business loans, and other areas commonly dismissed as distressed debt. We get involved in things the banking sector doesnt fund, says Brian Oliver, executive vice president of Aequitas. Executive Vice President. Brian Oliver, Aequitas Capital's longtime No. Case No, 3:16-cv-00438-PK DECLARATION OF DEENA B. KLABER IN SUPPORT OF DEFENDANTS ROBERT Management Liability Insurance Policy No. Brian Oliver, Aequitas Capital's longtime No. Meeting: The Investor Advisory Committee will hold a public meeting on May 4, 2020, according to an April 27, 2020 announcement, to discuss shareholder engagement/virtual shareholder meetings in view of COVID-19 ( here ). In March 2016, the Securities and Exchange Commission (SEC) filed a complaint against Aequitas Management, LLC alleging that the first and its subsidiaries operated a Ponzi-like scheme that defrauded 1,500 customers of approximately $350 million. It also removed the chief executive, Bob Jesenik, and his partner, Brian Oliver, from positions at the company. The SECs civil case is still pending against Aequitas and its principals co-founder and CEO Robert Jesenik, co-founder and executive vice president Brian Oliver, and former CFO N. Scott Gillis all of whom the SEC is seeking to Apr 19, 2019 Brian Oliver, Aequitas Capital's longtime No. His sentencing is scheduled for Feb. 3, 2020. 201 St. Charles Avenue Suite 4601 New Orleans, LA 70170. Brian A. Oliver, a former owner and executive vice president of Aequitas Management, LLC and several other Aequitas-related companies pleaded guilty to conspiring to commit mail and wire fraud and money laundering. The complaint dates Aequitass first dip into insolvency six months before what had been previously reported. 12/200904/2010. Attorney Billy J. Williams announced today that Brian A. Oliver, a former owner and executive vice president of Aequitas Management, LLC and several other Aequitas-related companies has pleaded guilty to conspiring to commit mail and wire fraud and money laundering. Former Aequitas executives and co-conspirators Brian A. Oliver and Olaf Janke previously pleaded guilty to conspiring to commit mail and wire fraud and money laundering on April 19, 2019, and June 10, 2019, respectively. The companys quality service is also well known and was a key factor in Aequitas Capital Managements decision to acquire Skagit. As a strategic and financial partner, Aequitas should allow Skagit to expand their capacity and provide better customer service. brian oliver (aequitas capital management/investment banking), (zip code: 97002) $900 to jason conger for us senate (conger, jason) on 12/27/2013 VICTOR S BOLLMAN (N/A/RETIRED), (Zip code: 97002) $250 to ALISON FOR KENTUCKY (GRIMES, ALISON LUNDERGAN) on 11/22/2013 LAKE OSWEGO, Ore. A 30-page civil complaint filed Thursday by the Securities and Exchange Commission against the Lake Oswego investment firm Aequitas Capitol Management spells it all out. "In the fiercely competitive publishing industry, Syncronex has equipped forward-thinking publishing companies with mobile workforce automation solutions that make their clients more agile and responsive," said Brian Oliver, senior managing director at Aequitas Capital. Executive Vice President. IF YOU PURCHASED COVERED AEQUITAS SECURITIES ON OR AFTER JUNE 9, 2010, YOU MAY BE ENTITLED TO A PAYMENT FROM THE CLASS ACTION SETTLEMENTS.1 A federal court authorized this Notice. The SEC alleges that Aequitas defrauded investors in a Ponzi-like scheme. Aequitas investors filed a $350 million class-action lawsuit in April 2016, less than a month after the SEC charged Aequitas Management LLC and four affiliates, as well as three. In a complaint filed Thursday, the U.S. Securities and Exchange Commission said founder Robert Jesenik, executive vice president Brian Oliver, and former 14. 100 North Street Suite 800 Baton Rouge LA 70802. Aequitas Capital Management, Inc. has acquired Skagit Gardens, Inc., a Mount Vernon, Wash., wholesale grower that delivers annuals and perennials to independent retailers, landscapers and growers in the United States and Canada. Accordingto court documents, Janke, 48, of Portland, Oregon, along with Brian A. Oliver, 54, of Brian Oliver, Aequitas Capital Tracy Palandjian, Social Finance Alexander Pan, Aspen Network of Development Entrepreneurs Min Pease, Echoing Green Peter Roberts, Social Enterprise @ Goizueta, Emory University Goizueta Business School Jane Robinson, FirstBook Sam Schaeffer, Center for Employment Opportunities Jeff Schoenberg, Pritzker Foundation Former Aequitas Owner and Executive Vice President Pleads Guilty in Fraud and Money Laundering Conspiracy Criminal conspiracy could have cost investors more than $600 million PORTLAND, Ore.U.S. There are 3 companies in the Aequitas Management, LLC corporate family. Former Aequitas executives and co-conspirators Brian A. Oliver and Olaf Janke previously pleaded guilty to conspiring to commit mail and wire fraud and money laundering on April 19, 2019, and June 10, 2019, respectively. Oliver: Bob was masterful in managing the AB (advisory board.) In March 2016, the Securities and Exchange Commission (SEC) filed a complaint against Aequitas Management, LLC alleging that the first and its subsidiaries operated a Ponzi-like scheme that defrauded 1,500 customers of approximately $350 million. The recent filings indicate several additional Aequitas executives, like Rice and MacRitchie, are in harms way. You might like - Advertisement - Follow One News Page. Education. There are 3 companies in the Aequitas Management, LLC corporate family. The executives took in more than $2.5 million in salaries in two years. To cover for Corinthians shortfall, Aequitas CEO, Robert Jesenik, and chief fundraiser, Brian Oliver, decided to raise funds from new investors and convince prior investors to reinvest. In its 30-page complaint, the SEC charged CEO Robert Jesenik; executive vice president and chief fundraiser Brian Oliver; and chief financial officer N. Scott Gillis with multiple violations of the Exchange Act.